Financial Advising in Randolph, North Carolina

8 found · ← All categories in Randolph

Updated October 31, 2026

Greg Smith Investments

Financial Advising

Asheboro, NC

Greg Smith Investments provides retirement planning and 401(k) rollovers in Asheboro, with more than 30 years of experience and free financial plans.

  • 401(k) rollovers after leaving a job or retiring
  • Retirement income and investment planning
  • Clients seeking fixed interest rate products

Jennifer McNeal-Modern Woodmen of America

Financial Advising

Liberty, NC

Jennifer McNeal-Modern Woodmen of America provides life insurance, investments, and retirement planning for members in North Carolina and most U.S. states.

  • life insurance planning
  • retirement planning and retirement distribution
  • estate planning for families and asset protection

Tyler Hickernell

Financial Advising

Asheboro, NC

Tyler Hickernell is an AAMS®-certified financial advisor in Asheboro offering strategy reviews, account opening, and major-financial-event support.

  • investment strategy reviews
  • opening an investment account
  • planning around a major financial event

Axa Advisors

Financial Advising

Asheboro, NC

Axa Advisors focuses on retirement planning through Lisa Day, identified on the website as a Retirement Planning Specialist with Equitable Advisors, LLC.

  • retirement planning inquiries

Other categories in Randolph

Financial Advising in nearby counties

FAQ

How much does a financial advisor in Randolph County charge?

Fees may be hourly, commission-based, a percentage of assets managed, or a combination. Ask for the written fee schedule and whether insurance or investment products generate commissions; Greg Smith Investments states that it does not charge fees based on investment amount.

What should I bring to a first financial advising meeting?

Bring recent account statements, pay stubs or income records, tax returns, insurance details, debts, and a list of financial goals. For a 401(k) rollover, include the former employer plan statement and distribution paperwork.

How can I check whether a financial advisor is registered?

Use the SEC’s Investment Adviser Public Disclosure database or FINRA BrokerCheck to review registration, licenses, and disciplinary history. Also confirm whether the advisor acts as a fiduciary for the specific service being discussed.

Can a Randolph advisor help with a 401(k) rollover after changing jobs?

Yes, rollover guidance is a stated specialty of Greg Smith Investments. Before moving funds, compare the former plan with an IRA or new employer plan, including fees, investment choices, creditor protections, and tax consequences.